AP

Alex Matthew Pettina

7 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
435 advisors
Number of Clients
32,200 clients
Average Client Portfolio
$439K average
Assets Under Management
$14.1B

Fee Structure

Fees are negotiable and can be based on a percentage of assets under management or a fixed fee. Additional transaction and custodial related fees are listed on their website. They may also receive 12b-1 fees from mutual funds, but generally credit these back to client accounts. They also have a bank deposit sweep program where they earn more interest than clients.

Areas of Practice
Financial Planning & CoachingTax PlanningEstate PlanningRetirement PlanningInvestment Management
Loading...

Advisor Information

Office location

40 N 5th Street, Indiana, PA, 15701

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
&partners
April 2024 - Present · 1 yr 9 mos
&partners Broker
April 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Advisors
April 2018 - April 2024 · 6 yrs
Wells Fargo Clearing Services, LLC Broker
March 2018 - April 2024 · 6 yrs 1 mo
State Registrations21 states
ALCACOCTFLIAILMAMDMONCNJNVNYOHPASCTXVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.