Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
30 clients
Average Client Portfolio
$11.7M average
Assets Under Management
$351.6M

Fee Structure

Financial Planning:Investment management only

The firm generally receives management fees, performance fees, and carried interest distributions. Management fees range from 0.1% to 2.0% annually, based on assets under management, payable monthly or quarterly. One client paid a 5.0% upfront management fee. Client fees are negotiated and may vary depending on account size, management style, and investment restrictions.

Areas of Practice
Investment Management
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Advisor Information

Office location

12400 Wilshire Boulevard, Los Angeles, CA, 90025

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is a passive investor in East Ventures PTE., LTD located in Singapore, since 2010. This activity is not investment-related.

Employment History
Current Registrations
Wave Digital Assets LLC
January 2020 - Present · 6 yrs
Previous Registrations
Wave Financial
May 2018 - June 2020 · 2 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Benjamin Tsai - Financial Advisor | AdvisorDiscover