Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.60% |
| $100K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are negotiable. Discounts may apply for relatives, associates of PMG, non-supervised account holdings, trial accounts, long-term client relationships, charitable accounts, or other special circumstances.
Fee Estimator
PMG's standard advisory fees are based on assets under management, ranging from 1.60% annually on the first $100,000 to 0.60% annually on assets exceeding $10,000,000. Fees are billed in advance and payable quarterly. Discounts may apply for relatives, associates of PMG, non-supervised account holdings, trial accounts, long-term client relationships, charitable accounts, or other special circumstances. Fees are negotiable.
Areas of Practice
Advisor Information
Office location
5650 El Camino Real, Ste 223, Carlsbad, CA, 92008
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the President/CEO of Plotkin & Assoc, Inc DBA Plotkin Group, which provides employee assessments. He dedicates nearly full-time hours to operating the business, serving clients, obtaining new clients, and other duties.