AP
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
4250 Executive Sq, Ste 400, La Jolla, CA, 92037
Get directionsRegulatory History (1)
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Employment Separation After Allegations
July 2021Other Business Activities
Aaron works as a baseball coach for Frozen Ropes, providing pitching, hitting, and catching lessons. This activity takes a few hours per week and is both investment-related and not investment-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2022 - Present · 4 yrs
Northwestern Mutual Investment Services, LLC Broker
January 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLC Broker
May 2018 - July 2021 · 3 yrs 2 mos
State Registrations18 states
AZCACOGAIDILINMAMONCNMNYORSCSDTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.