DL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
1,396 clients
Average Client Portfolio
$178K average
Assets Under Management
$248.0M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are based on a straight tier schedule and are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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SWPL charges an annual fee based on assets under management: 1.00% on the first $1,000,000 and 0.75% on amounts above that. These fees are negotiable. Financial planning fees are a fixed rate of up to 1.00% of plan assets and are also negotiable. Educational seminars and workshops are offered free of charge. SWPL may receive compensation from third-party investments they recommend.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
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Advisor Information
Office location
117 W. Main St., Cary, IL, 60013
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Significant Wealth Partners LLC
August 2019 - Present · 6 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - August 2019 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2018 - August 2019 · 1 yr
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.