Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are based on a straight tier schedule and are generally negotiable.
Fee Estimator
SWPL charges an annual fee based on assets under management: 1.00% on the first $1,000,000 and 0.75% on amounts above that. These fees are negotiable. Financial planning fees are a fixed rate of up to 1.00% of plan assets and are also negotiable. Educational seminars and workshops are offered free of charge. SWPL may receive compensation from third-party investments they recommend.
Areas of Practice
Advisor Information
Office location
117 W. Main St., Cary, IL, 60013
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alayna works as an insurance agent, dedicating about 10-20% of her time to insurance sales since 2021. This activity is investment-related.