AD
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Financial Plan Fee:$1,500 - $5,000
For Comprehensive Investment Management Services, you'll pay the lesser of up to 1% of your assets under management or an annual flat fee of $10,610, adjusted annually by 3%. Financial planning fees range from $1,500 to $5,000, due in full in advance. There is no minimum account size requirement.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Loading...
Advisor Information
Office location
901 NE Loop 410, Suite 100, San Antonio, TX, 78209
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Carroll Advisory Group
March 2025 - Present · 10 mos
Strategic Financial Concepts, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2022 - January 2023 · 5 mos
Fidelity Brokerage Services LLCBroker
May 2021 - January 2023 · 1 yr 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.