AD
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
69 advisors
Number of Clients
554 clients
Average Client Portfolio
$153.8M average
Assets Under Management
$85.2B
Fee Structure
This document does not contain a specific fee schedule. It mentions that Items 5 and 7 of the brochure were updated to reflect changes in fee rates and minimums with respect to certain investment strategies. Please refer to those sections for more information.
Areas of Practice
Investment Management
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Advisor Information
Office location
100 Federal St, Boston, MA, 02110
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 6 mos
Franklin Distributors, LLC
July 2024 - Present · 1 yr 6 mos
Putnam Investment Management, LLC
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
August 2021 - July 2024 · 2 yrs 11 mos
Goldman Sachs & CO. LLC Broker
January 2021 - August 2021 · 7 mos
Mercer Allied Company, L.P.Broker
April 2019 - January 2021 · 1 yr 9 mos
Goldman Sachs Ayco Personal Financial Management
September 2018 - August 2021 · 2 yrs 11 mos
State Registrations16 states
ARAZCACOCTFLKSMAMONMNVNYOKTXUTWY
AdvisorBroker
Exams
No exam information available for this advisor.