AS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
174 advisors
Number of Clients
2,909 clients
Average Client Portfolio
$157.3M average
Assets Under Management
$457.5B
Fee Structure
This brochure describes the fee policies for various services, including separately managed accounts, registered funds, subadvised funds, collective trust funds, private funds, retail managed accounts, global investment solutions, 529 plans, securitized asset funds and asset-liability management clients. Fees are negotiable and can vary based on the specific service and client. Contact the firm for detailed fee schedules.
Areas of Practice
Investment Management
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Advisor Information
Office location
290 Congress Street, Boston, MA, 02210
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Columbia Management Investment Advisers, LLC
June 2022 - Present · 3 yrs 7 mos
Columbia Management Investment Distributors, INC.
September 2021 - Present · 4 yrs 4 mos
Columbia Management Investment Distributors, INC.Broker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Lincoln Financial Distributors, INC.Broker
March 2019 - August 2021 · 2 yrs 5 mos
Royal Alliance Associates, INC. Broker
November 2018 - February 2019 · 3 mos
Signator Investors, INC.Broker
August 2018 - November 2018 · 3 mos
State Registrations2 states
AZMA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.