JR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
37 advisors
Number of Clients
3,118 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.00% |
Fees are 1.00% annually on the average daily market value of the assets held in the portfolio, payable quarterly, in arrears. Fees, account minimums, and payment terms may be negotiable depending on the client's situation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$2,500
Hourly Rate:$200/hr
Investment advisory fees are 1.00% annually on the average daily market value of assets, payable quarterly. Financial planning services are based on an hourly fee with a set minimum, but these fees are currently waived. The firm may recommend the use of CIAOX (the Fund), receiving 0.75% of the market value annually, payable monthly. Fees, account minimums, and payment terms may be negotiable depending on the client's situation.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Loading...
Advisor Information
Office location
3001 Dallas Parkway, Suite 550, Frisco, TX, 75034
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2010Final Disposition
Employment History
Current Registrations
Capital Advisors, INC.
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2021 - November 2022 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLC Broker
July 2021 - November 2022 · 1 yr 4 mos
Edward Jones
February 2019 - February 2021 · 2 yrs
Edward Jones Broker
December 2018 - February 2021 · 2 yrs 2 mos
State Registrations2 states
OKTX
Advisor
Exams
No exam information available for this advisor.