TL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
15 advisors
Number of Clients
881 clients
Average Client Portfolio
$940K average
Assets Under Management
$828.2M
Fee Structure
Minimum Annual Fee:$10,000
Financial Plan Fee:$2,500 - $10,000
Hourly Rate:$175 - $675/hr
Financial planning fees range from $2,500 to $10,000 as a one-time fixed fee, or $175 to $675 per hour. These rates are negotiable. The firm requires a minimum annual investment management fee of $10,000, but this may be negotiable or waived in certain circumstances. For accounts under $1,000,000, the minimum fee charged will equate to more than 1.25%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Santa Monica, CA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a Professor of Finance at Pepperdine University since 2021. This activity takes nearly full-time hours during trading hours.
Employment History
Current Registrations
Intelligence Driven Advisers, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wave Financial LLC
January 2020 - June 2020 · 5 mos
Wave Financial
December 2018 - June 2020 · 1 yr 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.