AW

Aaron James Winning

6 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
14260 advisors
Number of Clients
1,327,695 clients
Average Client Portfolio
$456K average
Assets Under Management
$606.0B

Fee Structure

Financial Planning:Investment management only

Fees for retirement plan consulting services are negotiable and can be structured as a flat annual fee, a percentage of assets, or a one-time service fee. The table shows fee ranges based on plan size. For example, for a plan between $0 and $1 million, the fee ranges from 0.1% to 1% or $500 to $10,000. The Plan Level Investment Selection 3(38) service incurs an additional 5 to 10 bps per year. Travel and material costs for employee education are charged separately.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

2843 Cahaba Rd, Mountain Brook, AL, 35223

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLC Broker
June 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 7 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
June 2022 - June 2023 · 1 yr
Goldman Sachs & CO. LLC Broker
July 2020 - June 2023 · 2 yrs 11 mos
Goldman Sachs Personal Financial Management
June 2020 - June 2023 · 3 yrs
U.S. Bancorp Investments, INC.
April 2019 - February 2020 · 10 mos
U.S. Bancorp Investments, INC. Broker
February 2019 - February 2020 · 1 yr
State Registrations7 states
ALCAFLGAMSNJTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.