Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $750K | 1.12% |
| $750K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.80% |
| $2.5M+ | 0.60% |
Each fee bracket is applied to the respective asset amount of total client assets under management. Fees and account minimums are negotiable.
Fee Estimator
Portfolio management fees are based on a tiered percentage of assets under management, with a minimum annual fee of $4,375 or $1,093.75 quarterly. Financial planning services have a minimum fee of $7,500 plus $450 per hour for time exceeding ten hours. College planning is a fixed fee of $599. Fees and account minimums are negotiable based on various criteria. Certain clients may receive discounted rates.
Areas of Practice
Advisor Information
Office location
322 Main Street, Great Barrington, MA, 01230
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Holly is a dual employee of St Germain and Lee Bank. This activity is not investment-related.