DL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This document does not contain any fee information. It is a blank template.
Areas of Practice
Investment Management
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Advisor Information
Office location
485 Metro Place South, Suite 465, Dublin, OH, 43017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David provides bartending services at an event space and works for DoorDash delivering food. Both activities take a few hours per week and are not investment-related.
Employment History
Current Registrations
Financial Northeastern Securities, INC.
July 2020 - Present · 5 yrs 6 mos
Financial Northeastern Securities, INC. Broker
June 2020 - Present · 5 yrs 7 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
September 2019 - June 2020 · 9 mos
Benjamin F. Edwards & Company, INC. Broker
September 2019 - June 2020 · 9 mos
State Registrations37 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.