Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

2 Pine St, New Canaan, CT, 06840

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pks Advisory Services, LLC
August 2025 - Present · 5 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2019 - September 2025 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2019 - September 2025 · 6 yrs 6 mos
State Registrations6 states
CTILMINJNYWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.