Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.20% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $3.0M | 0.90% |
| $3M+ | 0.85% |
Fees are negotiable. Maximum annual fee for services provided through sub-advisors' platforms will never exceed 2%.
Fee Estimator
Investment advisory fees are based on a percentage of assets under management, as detailed in the fee schedule. Financial planning services are offered for a fixed fee of $2,900. Estate planning services are also offered for fixed fees. Advisory agents may receive commissions from insurance sales. A minimum account size of $30,000 is required.
Areas of Practice
Advisor Information
Office location
2400 Dallas Parkway, Ste 100, Plano, TX, 75093
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lori is the Director of Human Resources and Compliance, Director, and Secretary for Peak American Financial Group, Inc. She also holds a Texas General Lines insurance license and is the Director and Secretary for Peak American Financial Companies, Inc.