AM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1880 advisors
Number of Clients
817,328 clients
Average Client Portfolio
$368K average
Assets Under Management
$300.4B
Fee Structure
Minimum Investment:$100
Financial Planning:Included in AUM fee
This brochure does not include a fee table with fixed rates. Fees are not fixed, they vary within ranges.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
2525 Water Ridge Parkway, 1 North Falls Plaza STE 100, Charlotte, NC, 28217
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam holds insurance licenses, but is only maintaining them until expiration. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Advisers, INC.
May 2021 - Present · 4 yrs 8 mos
Vanguard Marketing CorporationBroker
March 2021 - Present · 4 yrs 10 mos
Vanguard Marketing Corporation
March 2021 - Present · 4 yrs 10 mos
State Registrations4 states
NCPATXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.