AN
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
3805 Edwards Road, Suite 200, Cincinnati, OH, 45209
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron is the treasurer of Crosspointe Community Association, a non-profit homeowners association, since 2019. He dedicates minimal time to this role, as a third party manages the properties and finances, and Aaron has no financial responsibilities.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2020 - Present · 5 yrs 9 mos
Northwestern Mutual Investment Services, LLC Broker
April 2020 - Present · 5 yrs 9 mos
Previous Registrations
AXA Advisors, LLC
June 2019 - March 2020 · 9 mos
AXA Advisors, LLC Broker
May 2019 - March 2020 · 10 mos
State Registrations3 states
FLGAOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.