Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are based on a straight tier schedule and are generally negotiable.
Fee Estimator
SWPL charges an annual fee based on assets under management: 1.00% on the first $1,000,000 and 0.75% on amounts above that. These fees are negotiable. Financial planning fees are a fixed rate of up to 1.00% of plan assets and are also negotiable. Educational seminars and workshops are offered free of charge. SWPL may receive compensation from third-party investments they recommend.
Areas of Practice
Advisor Information
Office location
North Port, FL
Get directionsRegulatory History (1)
Financial
June 2020Other Business ActivitiesSells Insurance
Joshua is a life insurance agent with Highland Capital Brokerage since 2019, dedicating nearly full-time hours to selling life insurance and fixed annuity products. He is also an independent life insurance agent with Mutual Trust Life since 2021, spending about a quarter of his time on this activity.