Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sterling is compensated for investment management services by charging a fee based on an annual rate on total AUM or AUA for Model Programs. Fixed fees may be set when the amount of work involved is not directly related to AUM or AUA. Fees and minimum account sizes may vary or be negotiable depending on various factors. Fees are generally billed quarterly, in advance or arrears. Performance-based fees may be available where applicable by law. Please refer to Appendix A for Sterling’s standard fee schedules.
Areas of Practice
Advisor Information
Office location
4350 Congress Street, Suite 1000, Charlotte, NC, 28209
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel works as a CS Analyst/Associate Director at Sterling Capital Management, providing account management services, which takes up nearly full-time hours. He also works as an Account Executive for RepGymPass, spending a few hours per week reaching out to gyms to add them to the member network.