AC

Amanda Rachelle Castellano

5 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
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Advisor Information

Office location

290 Harbor Dr, Stamford, CT, 06902

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moors & Cabot, INC
October 2025 - Present · 3 mos
Moors & Cabot, INC. Broker
October 2025 - Present · 3 mos
Previous Registrations
Alliancebernstein L.P.
August 2023 - September 2025 · 2 yrs 1 mo
Sanford C. Bernstein & Co., LLC Broker
August 2023 - September 2025 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - April 2023 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2019 - April 2023 · 3 yrs 9 mos
State Registrations3 states
COCTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amanda Rachelle Castellano - Financial Advisor | AdvisorDiscover