Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
3 clients
Average Client Portfolio
$814.1M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

SIM provides subadvisory services for a wrap fee program, allowing them to manage client accounts for a single fee that includes portfolio management and transaction costs. Accounts may also be managed using Sleeves, which will allow a client to invest in multiple strategies in one account by using sub-accounts. The fees vary depending on the model used. There is generally an account minimum of $10,000 for the Strategic and certain Enhanced Focus Index Models, an account minimum of $100,000 for the Tactical Models and certain Enhanced Index Models. There is an account minimum of $250,000 for the Multi Asset Strategies. Fees for all Custom Strategies will be negotiated and may vary based on strategy, complexity and asset size of the account.

Areas of Practice
Investment ManagementSocially Responsible Investing
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Advisor Information

Office location

3750 Park East Drive, Suite 200, Beachwood, OH, 44122

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stratos Investment Management, LLC
December 2024 - Present · 1 yr 1 mo
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.
Francesco Digenova - Financial Advisor | AdvisorDiscover