Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The annual advisory fee is negotiable, with a maximum of 1.5% of assets under management. This fee includes payments to sub-advisers or third-party investment advisers. Fees are typically billed monthly in arrears based on the account's average daily balance. The firm may also receive compensation from insurance sales, creating a potential conflict of interest.
Areas of Practice
Advisor Information
Office location
3575 Lawrenceville Suwanee Road, Suwanee, GA, 30024
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a client relations manager at The Lloyd Group, Inc., an insurance agency, since 2011. His duties include completing account applications, monitoring new clients, assisting with rollovers, and managing the client service department, taking about half of his time.