AA
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
5905 E Galbraith Rd, Ste 6300, Cincinnati, OH, 45236
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Abigail coaches the junior varsity cheerleading team at Scott High School. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2024 - Present · 1 yr 2 mos
Northwestern Mutual Investment Services, LLC Broker
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Madison Avenue Securities, LLC
January 2024 - August 2024 · 7 mos
Madison Avenue Securities, LLC Broker
January 2024 - August 2024 · 7 mos
Fidelity Personal and Workplace Advisors
July 2020 - August 2023 · 3 yrs 1 mo
Fidelity Brokerage Services LLCBroker
February 2020 - August 2023 · 3 yrs 6 mos
State Registrations4 states
ILINKYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.