JB

June Lori Berglund

4 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
1,093 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000
Financial Plan Fee:Up to $5,000

For wealth management services (investment management and financial planning), you'll pay a fee based on the market value of your assets, up to 1.25% annually. The exact percentage depends on the complexity of services, asset level, and overall relationship. Fees are paid quarterly, in advance. For standalone financial planning, the firm charges a fixed fee up to $5,000 per engagement. A minimum annual fee of $5,000 applies.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Loading...

Advisor Information

Office location

670 Boston Post Road, Madison, CT, 06443

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Principle Wealth
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
Janney Montgomery Scott LLC
July 2022 - April 2023 · 9 mos
Janney Montgomery Scott LLC Broker
May 2022 - April 2023 · 11 mos
Securian Financial Services, INC.Broker
May 2021 - May 2022 · 1 yr
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.