AZ
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Advisory fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Flagstar Advisors charges an advisory fee, a sponsor fee, and potentially a TPA fee. The advisory fees are based on a percentage of assets under management and are negotiable. TPA fees range from 0.25% to 1.25% and may or may not be negotiable. Fees are deducted directly from your account. You may terminate the advisory agreement with 30 days written notice.
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Loading...
Advisor Information
Office location
1400 Broadway, 16th Floor, New York, NY, 10018
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Flagstar Advisors, INC.
September 2021 - Present · 4 yrs 4 mos
Flagstar Advisors Broker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2020 - August 2021 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2020 - August 2021 · 1 yr 2 mos
State Registrations31 states
AZCACOCTDCDEFLGAHIIAIDILMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.