MS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
692 clients
Average Client Portfolio
$431K average
Assets Under Management
$297.9M
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.5M | 1.90% |
| $1.5M - $5.0M | 1.60% |
| $5.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees/Commissions are negotiable with each Advisory Client. The SCM annual platform fee is 20 basis points or 0.2%. This fee is included in the above fee schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
SCM charges a maximum annual fee based on your portfolio size (see rates in table). Financial planning services are offered for an hourly or flat fee. The minimum net worth for a financial plan is $100,000. The minimum account size for asset management is $100,000, but SCM may accept accounts below this at its discretion. There are also transaction charges for trades executed in Advisory Client’s AMA.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Loading...
Advisor Information
Office location
11152 S Towne Square, Saint Louis, MO, 63123
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2025Final
Financial
May 2025Final
Financial
September 2024Final
Employment History
Current Registrations
Saxony Capital Management, LLC
February 2024 - Present · 1 yr 11 mos
Saxony Securities, INC.Broker
February 2024 - Present · 1 yr 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2021 - January 2024 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2021 - January 2024 · 2 yrs 10 mos
State Registrations1 state
MO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.