WM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
2 clients
Average Client Portfolio
$2.6B average
Assets Under Management
$5.3B
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Advisor Information
Office location
1430 Blake Street, Denver, CO, 80202-1316
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is involved with Smith Capital Investors as an asset management investor. This activity takes up a full-time commitment.
Employment History
Current Registrations
Smith Capital Investors, LLC
November 2020 - Present · 5 yrs 2 mos
Alps Distributors, INC.Broker
February 2020 - Present · 5 yrs 11 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.