Fees are negotiable and can be based on a percentage of assets under management or a fixed fee. Additional transaction and custodial related fees are listed on their website. They may also receive 12b-1 fees from mutual funds, but generally credit these back to client accounts. They also have a bank deposit sweep program where they earn more interest than clients.
2355 Crenshaw Blvd, Ste 165, Torrance, CA, 90501
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →