Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

51 Madison Avenue, New York, NY, 10010

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLC
May 2025 - Present · 8 mos
Nylife Distributors LLCBroker
May 2025 - Present · 8 mos
New York Life Investment Management LLC
April 2025 - Present · 9 mos
Previous Registrations
Affiliated Capital
October 2024 - November 2024 · 1 mo
Standard Rules, LLC
July 2024 - August 2024 · 1 mo
Activa Capital
February 2024 - November 2024 · 9 mos
Participant Capital
October 2019 - October 2022 · 3 yrs
Orchard Securities, LLCBroker
September 2019 - May 2020 · 8 mos
Thrivent Investment Management INC.
June 2019 - August 2019 · 2 mos
Thrivent Investment Management INC. Broker
January 2019 - August 2019 · 7 mos
Ivy Distributors, INC.Broker
June 2014 - November 2016 · 2 yrs 5 mos
Waddell & ReedBroker
June 2014 - November 2016 · 2 yrs 5 mos
Emg Capital LLCBroker
February 2013 - June 2014 · 1 yr 4 mos
Activa Capital Markets, INC.Broker
May 2011 - May 2012 · 1 yr
Sun Life Financial Distributors, INC.Broker
February 2008 - October 2010 · 2 yrs 8 mos
Wachovia Securities, LLC Broker
May 2006 - December 2007 · 1 yr 7 mos
Mfs Fund Distributors, INC.Broker
August 1995 - May 2005 · 9 yrs 9 mos
Citizens and Southern Securities CorporationBroker
January 1987 - February 1990 · 3 yrs 1 mo
Amerifirst Securities CorporationBroker
May 1986 - March 1987 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1984 - February 1986 · 1 yr 2 mos
Smith Barney, Harris Upham & Co., Incorporated Broker
June 1983 - December 1984 · 1 yr 6 mos
Global Investor Securities, INC.Broker
March 1983 - September 1983 · 6 mos
John Hancock Distributors, INC.Broker
December 1980 - May 1983 · 2 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1980 - May 1983 · 2 yrs 5 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.