NF

Nicholas Edward Fischer

5 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24 advisors
Number of Clients
1,924 clients
Average Client Portfolio
$513K average
Assets Under Management
$986.2M

Fee Structure

Minimum Investment:$10K
Hourly Rate:$150 - $1,000/hr

Client accounts may have a management fee ranging from 0.25% to 3.00%, depending on account value and the investment program selected. Fees are charged quarterly in advance. The SAMI Proprietary Management Account Program requires a minimum of $10,000 of assets under management, but this may be negotiable. Consulting services are available at an hourly rate of $150 to $1,000, or a fixed flat fee, agreed upon on a case-by-case basis.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

1703 Monroe Avenue, Rochester, NY, 14618-1487

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is involved with Nova Event Management, setting up stage and sound systems for the Buffalo/Rochester Polar Plunge. This non-investment related activity occurs once a year and requires minimal time.

Employment History
Current Registrations
Brighton Securities CORP.
March 2020 - Present · 5 yrs 10 mos
Brighton Securities CORP. Broker
March 2020 - Present · 5 yrs 10 mos
State Registrations12 states
AZCACTFLILKSKYMDNCNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.