Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
70 advisors
Number of Clients
4,188 clients
Average Client Portfolio
$623K average
Assets Under Management
$2.6B

Fee Structure

Financial Plan Fee:$0 - $15,000
Hourly Rate:$125 - $500/hr

Fees vary depending on the service. UMA and asset management fees range from 0.50% to 2.00% annually, depending on account size and complexity. Financial planning fees are hourly ($125-$500) or fixed (typically $0-$15,000, but can exceed $100,000). Financial consulting fees range from $500 to $4,000 per year. Tax preparation fees are determined on a case-by-case basis. Back-office services are negotiable. Trading costs range from 0.02% to 0.15%. Flourish Cash has a 0.25% service fee. Fees are negotiable and can be higher or lower than the stated ranges.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInvestment Management
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Advisor Information

Office location

181 North Virginia Street, Unit A, Crystal Lake, IL, 60039

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Regulatory History (1)
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Employment Separation After Allegations
November 2022
Other Business Activities

Caleb works as an advisor assistant for One Ascent Financial Services and as an investment adviser representative for Purshe Kaplan Sterling Investments. Both roles are investment-related and take about half of Caleb's time.

Employment History
Current Registrations
Oneascent Financial Services LLC
February 2024 - Present · 1 yr 11 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
February 2020 - November 2022 · 2 yrs 9 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.