Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees are negotiable and range from 0.5% to 1.5% annually, billed quarterly based on assets under management. Legacy clients (prior to 02/28/2022) may have fee structures ranging from 0.50% to 2.00%. Financial planning services are charged hourly at $250 per hour, with a minimum charge of $1,250. A full financial plan including estate planning and asset map is available for $1300. SIM may charge a lesser fee based upon certain criteria. Clients investing in the strategist portfolios through Orion Portfolio Solutions (“OPS”) may pay additional fees.
Areas of Practice
Advisor Information
Office location
Rancho Palos Verdes, CA
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dianne is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance products, dedicating about 10-20% of her time to this. She is also a managing member/owner of Move Forward Capital, providing divorce financial consulting, which takes a few hours per week.