AB

Adam Jay Battat

3 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
72 advisors
Number of Clients
791 clients
Average Client Portfolio
$120.2M average
Assets Under Management
$95.1B

Fee Structure

Managed Account Clients' advisory fees are negotiated and can range up to 1.5% of assets under management. Some clients pay incentive or performance fees. Some clients have individually-negotiated flat fee structures. Clients investing in ICONIQ Private Funds pay additional fees assessed by those funds, potentially resulting in multiple layers of fees. Administration fees may also be charged. Advisory fees may be modified with notice.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

50 Beale St., Ste 2300, San Francisco, CA, 94105

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Iconiq Capital, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cerity Partners LLC
February 2022 - November 2022 · 9 mos
B|o|s
August 2021 - November 2021 · 3 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.