AI

Akhil Rajiv Iyengar

2 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
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Advisor Information

Office location

999 Vanderbilt Beach Road, Suite 102, Naples, FL, 34108

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moors & Cabot, INC
January 2024 - Present · 2 yrs
Moors & Cabot, INC.
January 2024 - Present · 2 yrs
Moors & Cabot, INC. Broker
January 2024 - Present · 2 yrs
Previous Registrations
The Ayco Company, L.P.
November 2023 - November 2023 · 0 mos
United Capital Financial Advisors
February 2023 - November 2023 · 9 mos
Goldman Sachs & CO. LLC Broker
November 2022 - November 2023 · 1 yr
State Registrations21 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.