Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
The Advisor imposes a minimum fee of $1,000 or the fee schedule above, whichever is greater. Fixed Income Strategy – If the Advisor manages an account of the Client’s assets under its fixed income strategy, the fees for fixed income strategy will be reduced by 50% from the standard fee schedule listed above.
Fee Estimator
Investment management fees are based on a tiered fee schedule, calculated monthly based on the market value of assets under management. The minimum fee is $1,000 annually. Fixed income strategies have reduced fees. Financial planning services are offered on an hourly basis ($125-$300/hour) or a fixed engagement fee, negotiable based on complexity.
Areas of Practice
Advisor Information
Office location
6838 E State Street, 2, Rockford, IL, 61108
Get directionsRegulatory History
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