Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees are determined by each IAR, but will not exceed 1.5% annually. Financial planning fees range from $2,500 to $10,000 depending on the complexity of the client's situation. Hourly fees are up to $250. Retirement plan services fees range from 0.50% to 1.00% of plan assets under management. All fees are negotiable.
Areas of Practice
Advisor Information
Office location
7145 Woodley Avenue, Van Nuys, CA, 91406
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick owns Cape Star Company Insurance Services, where he sells and services life insurance products, dedicating about a quarter of his time. He is also an independent contractor for NFP providing investment advisory services, and an IAR for JKR & Co., Inc., spending about 10-20% of his time on each.