AD

Adam James Dake

5 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2723 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

Financial Plan Fee:$0 - $10,000
Hourly Rate:Up to $500/hr

Financial planning fees range from $0 to $10,000 or up to $500 per hour, depending on the complexity and scope of the engagement. The IAR determines the fee based on factors like assets involved and complexity of services. For TAMP programs, LPLE and the TAMP sponsor each charge an advisory fee, with LPLE's fee typically up to 2%. Clients in the MWP program are charged an annualized account fee which is comprised of an advisory fee and a manager fee. The maximum advisory fee is 2.35% and is negotiable. The manager fee ranges from 0% to 0.60%.

Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax PlanningDivorce Planning
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Advisor Information

Office location

500 Plum St Ste 301, 301, Syracuse, NY, 13204

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a part-time volleyball coach in Rochester, NY, since November 2024. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 2 mos
LPL Enterprise, LLC Broker
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Prudential Financial Planning Services
December 2021 - November 2024 · 2 yrs 11 mos
Pruco Securities, LLC. Broker
August 2020 - November 2024 · 4 yrs 3 mos
State Registrations11 states
AZCAFLMAMDMENYPASDTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam James Dake - Financial Advisor | AdvisorDiscover