Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K

Fees are negotiable and vary based on the IAR, market value of assets, complexity of services, securities utilized, and administration level. The maximum program fee is 2.50%. Minimum new account values start at $10,000. Financial planning and consulting fees are also negotiable and can be hourly, fixed, or a percentage of assets. Cash sweep programs may generate revenue for the firm, creating a potential conflict of interest.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

140 E. 45th Street, 36th Floor, New York, NY, 10017

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
May 2024 - Present · 1 yr 8 mos
Steward Partners Investment Solutions, LLCBroker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2004 - June 2024 · 20 yrs 5 mos
Ameriprise Financial Services, LLC Broker
January 2004 - June 2024 · 20 yrs 5 mos
Ids Life Insurance CompanyBroker
January 2004 - July 2006 · 2 yrs 6 mos
Titan/value Equities Group, INC.Broker
September 1985 - April 1994 · 8 yrs 7 mos
Fsc Securities CorporationBroker
August 1984 - September 1985 · 1 yr 1 mo
Marion Bass Securities CorporationBroker
December 1983 - September 1984 · 9 mos
Security First Financial, INC.Broker
January 1981 - January 1984 · 3 yrs
State Registrations18 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.