Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial planning fees are negotiable and can be fixed or hourly (up to $300/hour). For asset management, the maximum annual fee is 2.00% of assets under management, negotiable based on the money manager, advisor, and account value. Fees are billed monthly or quarterly, in advance or arrears, depending on the money manager. ERISA plan service fees will not exceed 1% annually and are also negotiable. Some TPMs may have account minimums. GWM does not require a minimum to open an account.
Areas of Practice
Advisor Information
Office location
4105 Lexington Avenue N., Suite 225, Arden Hills, MN, 55126
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Casey works as a compliance officer for Gradient Advisors, LLC, dedicating full-time hours to compliance-related activities. Casey also works as an accountant/CPA for T.A.B.C. Associates, spending about 10-20% of their time on bookkeeping, data entry, and tax reporting.