Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer's advisory fees are negotiable and vary based on account type, size, and services provided. The minimum annual fee is $250, but this is waived for accounts over $50,000 or households with at least $250,000 in advisory accounts. The fees cover investment services, trading, custody, and reporting. Clients may pay more or less in a wrap fee program compared to purchasing services separately. The table above shows the maximum fees for each program.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

5000 Meadows Road, Suite 430, Lake Oswego, OR, 97035

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer & CO. INC.
November 2024 - Present · 1 yr 2 mos
Oppenheimer & CO. INC. Broker
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Wedbush Securities INC.
December 2021 - December 2024 · 3 yrs
Wedbush Securities INC. Broker
September 2020 - December 2024 · 4 yrs 3 mos
State Registrations25 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Willis - Financial Advisor | AdvisorDiscover