AA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
823 advisors
Number of Clients
34,999 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$95.9B
Fee Structure
Financial Planning:Included in AUM fee
This firm does not provide a fixed AUM fee schedule. Fees are likely negotiable. Contact the firm directly for specific fee information.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingCharitable Giving
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Advisor Information
Office location
320 N Third Street, Ste 501, Burlington, IA, 52601
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Focus Partners Wealth, LLC
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Buckingham Strategic Wealth, LLC
July 2023 - November 2024 · 1 yr 4 mos
T3 Trading Group, LLCBroker
March 2023 - June 2023 · 3 mos
T3 Trading Group, LLCBroker
June 2022 - October 2022 · 4 mos
Avatar Securities, LLCBroker
January 2021 - June 2021 · 5 mos
State Registrations1 state
IA
Advisor
Exams
No exam information available for this advisor.