Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 1.25% |
| $3.0M - $7.0M | 1.00% |
| $7M+ | 0.75% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
NorthWoods charges an annual investment advisory fee based on assets under management. The fee is 1.25% for assets up to $3,000,000, 1.00% for assets between $3,000,000.01 and $7,000,000, and 0.75% for assets over $7,000,000. The annual fee is negotiable based on certain criteria. Financial planning fees range from $2,000 to $5,000 based on complexity.
Areas of Practice
Advisor Information
Office location
2321 Rosecrans Ave, Ste 4220, El Segundo, CA, 90245
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick is a registered representative with Emerson Equity LLC, spending about a quarter of his time on sales and service of brokerage products. He is also a Managing Partner/CCO at Northwoods Financial Partners, LLC, a financial/wealth management RIA, dedicating about half his time to financial planning and wealth management.