SE
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
30 clients
Average Client Portfolio
$11.7M average
Assets Under Management
$351.6M
Fee Structure
Financial Planning:Investment management only
The firm generally receives management fees, performance fees, and carried interest distributions. Management fees range from 0.1% to 2.0% annually, based on assets under management, payable monthly or quarterly. One client paid a 5.0% upfront management fee. Client fees are negotiated and may vary depending on account size, management style, and investment restrictions.
Areas of Practice
Investment Management
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Advisor Information
Office location
12400 Wilshire Boulevard, Los Angeles, CA, 90025
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wave Digital Assets LLC
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
Equitable Advisors, LLC
October 2020 - March 2021 · 5 mos
Equitable Advisors, LLC Broker
September 2020 - March 2021 · 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.