Alexander Stewart Dobbs

Citizens Securities, INC.

4 Years of Experience

View SEC Summary

Firm Information

Citizens Securities, INC.

Compensation

Fee-Only (AUM)

Number of Advisors

704 advisors

Number of Clients

53,044 clients

Average Client Portfolio

$173K average

Assets Under Management

$9.2B

Fee Structure

Minimum Investment:$2K

The Managed Account Program charges a single asset-based fee, which includes CSI's component, the Platform Manager's component, and the Portfolio Manager's component. The maximum annual rate for CSI's component is 2.00%. The specific fee composition will be listed in your Investment Management Agreement (IMA). Fees are negotiable under some circumstances. Connect accounts are subject to a minimum investment of $2,000.

View Full Brochure on SEC

Areas of Practice

Investment Management

Advisor Information

Office location

21550 Center Ridge Road, Ms: Ohb671, Rocky River, OH, 44116

Get directions

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.