KB

Kathryn Louise Bates

4 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
435 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$460.7M

Fee Structure

Minimum Investment:$1M
Minimum Annual Fee:$15,000
Hourly Rate:$400/hr

HFG charges an initial fee to cover administrative and planning work for new clients. Ongoing Comprehensive Wealth Management fees vary between 0.5% and 2.0% depending on the market value of assets under management, complexity of the client’s financial situation, and level of management services. The firm generally requires a minimum of $1,000,000 in investable assets per relationship with a minimum annual fee of $15,000. Advisory fees are negotiable. General consulting is provided on an hourly basis at $400/hour with a minimum two-hour charge.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
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Advisor Information

Office location

1790 Hughes Landing Blvd, Suite 575, The Woodlands, TX, 77380

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hfg Wealth Management, LLC
February 2021 - Present · 4 yrs 11 mos
Previous Registrations
Starfox Financial Services, LLC
December 2020 - January 2021 · 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Kathryn Louise Bates - Financial Advisor | AdvisorDiscover