Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Certain existing clients may be billed under a different fee schedule. An additional 0.25% is charged for the Dividend Enhancement Overlay Strategy.
Fee Estimator
Investment management fees are based on a percentage of your assets (see table for rates). Certain existing clients may be billed under a different fee schedule. There is an additional 0.25% charge for the Dividend Enhancement Overlay Strategy. Financial planning fees are fixed ($250 to $10,000) or hourly ($250/hour), depending on complexity. Fees are negotiable. The minimum fee for financial consulting services for held away assets is $120 per year. The minimum fee for participant account management is $120 per year paid monthly. There is no account minimum for standard portfolio management, but the minimum investment for the options strategy is $100,000.
Areas of Practice
Advisor Information
Office location
Roseville, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an independent licensed insurance agent since 2016, selling life insurance and annuities. This activity takes a substantial amount of time, about 40 hours per month, or about a quarter of his time.