Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $200K | 1.75% |
| $200K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
All fee arrangements are negotiable at our sole discretion.
Fee Estimator
You'll pay an annual fee based on the value of assets under management. The fee schedule is tiered, with rates ranging from 1.75% on the first $200,000 to 0.75% on amounts over $5,000,001. All fee arrangements are negotiable at the firm's sole discretion. There is no minimum account value or minimum annual fee.
Areas of Practice
Advisor Information
Office location
1300 N. Holopono Street, Suite 105, Kihei, HI, 96753
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a managing member of Maui Tax LLC, providing tax preparation and planning services, and the president of Wailea Business Services Inc., which offers payroll processing and accounting. Both activities take about 110 hours per month each, or nearly full-time combined.