Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.60% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $7.5M | 0.70% |
| $7.5M+ | 0.50% |
Fees may be negotiable in limited circumstances.
Fee Estimator
For portfolio management, you'll pay an annual fee based on a percentage of your assets (see the table for rates). Financial planning and consulting services are offered at $150/hour or a fixed fee ranging from $750 to $1,500, depending on complexity. Model fees may also apply. The firm may earn a fee from StoneCastle if clients participate in the FICA Program. The firm also receives compensation from the Issuer for selling fee-based annuities.
Areas of Practice
Advisor Information
Office location
4601 W North A Street, Tampa, FL, 33609-1909
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kaelan is the CEO and total majority owner of Sapphire Professionals LLC, a SaaS tech firm. He spends minimal time on software development, management, and business planning for this non-investment related activity.