Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
17 advisors
Number of Clients
381 clients
Average Client Portfolio
$343K average
Assets Under Management
$130.8M

Fee Structure

Financial Planning:Investment management only

IFS is compensated for investment advisory services by either a percentage of assets under management or fixed fees. Fees are negotiable for both non-retirement accounts and retirement plan accounts. On an annualized basis, fixed fees for non-retirement plan accounts portfolio management services are not based on account AUM, but are negotiable with a maximum of 150 basis points (1.50%). Clients will also incur brokerage and other transaction costs.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

203-A East Jackson Ave, Vinton, VA, 24179

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
Customer Dispute
April 1997
Settled
Employment History
Current Registrations
Intercarolina Financial Services, INC.
March 2016 - Present · 9 yrs 10 mos
Intercarolina Financial Services, INC. Broker
July 1987 - Present · 38 yrs 6 mos
Previous Registrations
Global Investor Securities, INC.Broker
August 1986 - May 1987 · 9 mos
Wheat, First Securities, INC.Broker
June 1985 - August 1986 · 1 yr 2 mos
Independence Securities, INC.Broker
June 1981 - July 1985 · 4 yrs 1 mo
State Registrations5 states
CAFLKYNCSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.